FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Form 3 Holdings Reported. | |||||||||||||||||
Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AMC Networks Inc. [ AMCX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2012 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Class A Common Stock | 03/27/2012 | G | 350 | A | $0(1) | 76,868(2) | D(3)(4)(6) | ||||||||
Class A Common Stock | 1,726 | I(4)(5)(6) | By CFD 2009 Revocable Trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Class B Common Stock | (13) | 01/03/2012 | G | 621,311 | (13) | (13) | Class A Common Stock | 621,311 | $0(1) | 0 | I(4)(7)(14) | By CFD 2011 GRAT #1C | ||
Class B Common Stock | (13) | 01/03/2012 | G | 621,311 | (13) | (13) | Class A Common Stock | 621,311 | $0(1) | 102,447 | I(4)(5)(6) | By CFD 2009 Revocable Trust | ||
Class B Common Stock | (13) | 01/03/2012 | G | 133,442 | (13) | (13) | Class A Common Stock | 133,442 | $0(1) | 535,110 | I(4)(8)(14) | By CFD 2011 GRAT #1A | ||
Class B Common Stock | (13) | 01/03/2012 | G | 133,442 | (13) | (13) | Class A Common Stock | 133,442 | $0(1) | 102,447 | I(4)(5)(6) | By CFD 2009 Revocable Trust | ||
Class B Common Stock | (13) | 01/03/2012 | G | 372,785 | (13) | (13) | Class A Common Stock | 372,785 | $0(1) | 0 | I(9)(12)(14) | By HAD 2011 GRAT #1C | ||
Class B Common Stock | (13) | 01/03/2012 | G | 372,785 | (13) | (13) | Class A Common Stock | 372,785 | $0(1) | 148,608 | I(6)(10)(12) | By HAD 2009 Revocable Trust | ||
Class B Common Stock | (13) | 01/03/2012 | G | 82,432 | (13) | (13) | Class A Common Stock | 82,432 | $0(1) | 330,556 | I(11)(12)(14) | By HAD 2011 GRAT #1A | ||
Class B Common Stock | (13) | 01/03/2012 | G | 82,432 | (13) | (13) | Class A Common Stock | 82,432 | $0(1) | 148,608 | I(6)(10)(12) | By HAD 2009 Revocable Trust | ||
Class B Common Stock | (13) | 04/02/2012 | G | 112,487 | (13) | (13) | Class A Common Stock | 112,487 | $0(1) | 535,110 | I(4)(8)(14) | By CFD 2011 GRAT #1A | ||
Class B Common Stock | (13) | 04/02/2012 | G | 112,487 | (13) | (13) | Class A Common Stock | 112,487 | $0(1) | 102,447 | I(4)(5)(6) | By CFD 2009 Revocable Trust | ||
Class B Common Stock | (13) | 04/02/2012 | G | 69,488 | (13) | (13) | Class A Common Stock | 69,488 | $0(1) | 330,556 | I(11)(12)(14) | By HAD 2011 GRAT #1A | ||
Class B Common Stock | (13) | 04/02/2012 | G | 69,488 | (13) | (13) | Class A Common Stock | 69,488 | $0(1) | 148,608 | I(6)(10)(12) | By HAD 2009 Revocable Trust | ||
Class B Common Stock | (13) | 07/02/2012 | G | 133,655 | (13) | (13) | Class A Common Stock | 133,655 | $0(1) | 535,110 | I(4)(8)(14) | By CFD 2011 GRAT #1A | ||
Class B Common Stock | (13) | 07/02/2012 | G | 133,655 | (13) | (13) | Class A Common Stock | 133,655 | $0(1) | 102,447 | I(4)(5)(6) | By CFD 2009 Revocable Trust | ||
Class B Common Stock | (13) | 07/02/2012 | G | 82,564 | (13) | (13) | Class A Common Stock | 82,564 | $0(1) | 330,556 | I(11)(12)(14) | By HAD 2011 GRAT #1A | ||
Class B Common Stock | (13) | 07/02/2012 | G | 82,564 | (13) | (13) | Class A Common Stock | 82,564 | $0(1) | 148,608 | I(6)(10)(12) | By HAD 2009 Revocable Trust | ||
Class B Common Stock | (13) | 10/01/2012 | G | 116,062 | (13) | (13) | Class A Common Stock | 116,062 | $0(1) | 535,110 | I(4)(8)(14) | By CFD 2011 GRAT #1A | ||
Class B Common Stock | (13) | 10/01/2012 | G | 116,062 | (13) | (13) | Class A Common Stock | 116,062 | $0(1) | 102,447 | I(4)(5)(6) | By CFD 2009 Revocable Trust | ||
Class B Common Stock | (13) | 10/01/2012 | G | 71,696 | (13) | (13) | Class A Common Stock | 71,696 | $0(1) | 330,556 | I(11)(12)(14) | By HAD 2011 GRAT #1A | ||
Class B Common Stock | (13) | 10/01/2012 | G | 71,696 | (13) | (13) | Class A Common Stock | 71,696 | $0(1) | 148,608 | I(6)(10)(12) | By HAD 2009 Revocable Trust | ||
Class B Common Stock | (13) | 12/31/2012 | G | 102,447 | (13) | (13) | Class A Common Stock | 102,447 | $0(1) | 535,110 | I(4)(8)(14) | By CFD 2011 GRAT #1A | ||
Class B Common Stock | (13) | 12/31/2012 | G | 102,447 | (13) | (13) | Class A Common Stock | 102,447 | $0(1) | 102,447 | I(4)(5)(6) | By CFD 2009 Revocable Trust | ||
Class B Common Stock | (13) | 12/31/2012 | G | 63,285 | (13) | (13) | Class A Common Stock | 63,285 | $0(1) | 330,556 | I(11)(12)(14) | By HAD 2011 GRAT #1A | ||
Class B Common Stock | (13) | 12/31/2012 | G | 63,285 | (13) | (13) | Class A Common Stock | 63,285 | $0(1) | 148,608 | I(6)(10)(12) | By HAD 2009 Revocable Trust |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. Gift. |
2. Includes restricted shares. |
3. Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Ms. Helen A. Dolan. |
4. Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
5. Charles F. Dolan is the sole trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust. |
6. Each of the reporting trusts disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that it is. for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
7. These securities are owned directly by the Charles F. Dolan 2011 Grantor Retained Annuity Trust #1C. Charles F. Dolan is the sole trustee and beneficiary of the trust. |
8. These securities are owned directly by the Charles F. Dolan 2011 Grantor Retained Annuity Trust #1A. Charles F. Dolan is the sole trustee and beneficiary of the trust. |
9. These securities are owned directly by the Helen A. Dolan 2011 Grantor Retained Annuity Trust #1C. Helen A. Dolan is the sole trustee and beneficiary of the trust. |
10. Helen A. Dolan is the sole trustee and beneficiary of the Helen A. Dolan 2009 Revocable Trust. |
11. These securities are owned directly by the Helen A. Dolan 2011 Grantor Retained Annuity Trust #1A. Helen A. Dolan is the sole trustee and beneficiary of the trust. |
12. Charles F. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that he is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
13. AMC Networks Inc. Class B Common Stock (the "Class B Common Stock") of the Issuer is convertible at the option of the holder on a share for share basis into AMC Networks Inc. Class A Common Stock (the "Class A Common Stock") of the Issuer. |
14. Each of the other reporting trusts disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that it is. for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
/s/ Renzo Mori, Attorney-in-Fact for Charles F. Dolan | 02/14/2013 | |
/s/ Renzo Mori, Attorney-in-Fact for Helen A Dolan | 02/14/2013 | |
Charles F. Dolan, as Trustee of the CHARLES F. DOLAN 2011 GRANTOR RETAINED ANNUITY TRUST #1C By: /s/ Brian G. Sweeney, Attorneyin- Fact | 02/14/2013 | |
Helen A. Dolan, as Trustee of the HELEN A. DOLAN 2011 GRANTOR RETAINED ANNUITY TRUST #1C By: /s/ Brian G. Sweeney, Attorney-in- Fact | 02/14/2013 | |
Charles F. Dolan, as Trustee of the CHARLES F. DOLAN 2011 GRANTOR RETAINED ANNUITY TRUST #1A By: /s/ Brian G. Sweeney, Attorneyin- Fact | 02/14/2013 | |
Helen A. Dolan, as Trustee of the HELEN A. DOLAN 2011 GRANTOR RETAINED ANNUITY TRUST #1A By: /s/ Brian G. Sweeney, Attorney-in- Fact | 02/14/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |